JRG ADVISORY GROUP LLC
ASSET MANAGEMENT COMPLIANCE CONSULTANTS
US Investment Advisers Act of 1940
US Investment Company Act of 1940
Banks and Trusts
Exempt Reporting Advisers [ERA]
Registered Investment Advisers
A Global Team With Local Knowledge
Private Equity Funds
WHAT WE DO
At times, compliance regulation can be confusing. At JRG Advisory Group, we clear away the haze of confusion to provide concise and clear compliance advice. Our team consists of compliance and legal professionals with over 20 years of experience at the highest levels of the asset management business. Our team is former global compliance heads, general counsels and chief compliance officers, of some of the world's largest asset management firms. Our experience covers the United States, United Kingdom and European regulatory requirements.
Our advice is far reaching, encompassing strategic planning and business development compliance models. We guide your compliance program with an effective risk and gap analysis through the implementation of an appropriate compliance plan.
We are a regulatory and compliance consulting company providing guidance on developing and maintaining compliance programs for asset management, hedge funds, private equity funds and private banking businesses.
When you need competent compliance advice, hire a global team with local knowledge.
Leaders in 40 Act Compliance
In the ever changing world of complex regulations and regulatory oversight, compliance should be simple and effective.
To develop compliance programs that are simple, scalable, cost effective and business friendly.
To provide your firm with a best in class compliance program adhering to the requirements of the Investment Advisers Act, Investment Company Act, and the expectations of the US Securities and Exchange Commission.
732-979-7940 or E-Mail Below